UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Memorial Sloan-Kettering Cancer Center 1275 YORK AVE. NEW YORK, NY 10065 |
X | |||
AHLB Holdings, LLC C/O MSKCC 1275 YORK AVE. NEW YORK, NY 10065 |
X | |||
Actinium Holdings, Ltd. C/O /O STERLING MANAGEMENT, LTD. P.O. BOX HM 29 HAMILTON HM CX, D0 00000 |
X |
/s/ Memorial Sloan-Kettering Cancer Center, By John R. Gunn, its Executive Vice President | 08/22/2013 | |
**Signature of Reporting Person | Date | |
/s/ AHLB Holdings, LLC, By Memorial Sloan-Kettering Cancer Center, its sole member, By John R. Gunn, its Executive Vice President | 08/22/2013 | |
**Signature of Reporting Person | Date | |
/s/ Actinium Holdings Ltd. By Michael Sheffery, its President | 08/22/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares held directly by Actinium Holdings Ltd. ("AHL") by reason of its entry into a Share Exchange Agreement, dated August 22, 2013, with the issuer and certain other parties. Previously reported on Form 3 as shares of the Common Stock of Cactus Ventures, Inc. (which has merged into Actinium Pharmaceuticals, Inc.) beneficially owned indirectly by AHLB Holdings, LLC ("AHLB") and Memorial Sloan-Kettering Cancer Center ("MSKCC"). |
(2) | AHL may be deemed to share beneficial ownership of the shares held directly by it with AHLB, which owns all of the outstanding shares of AHL, and MSKCC, which owns all of the membership interests in AHLB. |