UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Memorial Sloan-Kettering Cancer Center 1275 YORK AVENUE NEW YORK, NY 10065 |
X | |||
AHLB Holdings, LLC MEMORIAL SLOAN-KETTERING CANCER CENTER 1275 YORK AVENUE NEW YORK, NY 10065 |
X |
/s/ Memorial Sloan-Kettering Cancer Center, By John R. Gunn, its Executive Vice President | 01/18/2013 | |
**Signature of Reporting Person | Date | |
/s/ AHLB Holdings, LLC, By Memorial Sloan-Kettering Cancer Center, its sole member, By John R. Gunn, its Executive Vice President | 01/18/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares may be deemed to be beneficially owned indirectly by Memorial Sloan-Kettering Cancer Center (" MSKCC ") and its wholly-owned subsidiary, AHLB Holdings, LLC ("AHLB"). AHLB's wholly-owned subsidiary Actinium Holdings Ltd. ("AHL"), a Bermuda corporation, is the record holder of such shares and might have been deemed the direct beneficial owner of such shares; however, it has been dissolved for inadvertant failure to pay annual fees. AHLB has begun the process of applying for the reinstatement of AHL; pending such reinstatement, MSKCC and AHLB may not be able to vote, dispose of or benefit from such shares. |